-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SAzXrBXI9irhfH/mzoY8+SAhT79bE8okHPC/sF0Ip7tOF+qamvT0+EHUIzcNYo1A 1CPyZvkzBeoiFJYqdnw1Nw== 0001023363-99-000084.txt : 19990607 0001023363-99-000084.hdr.sgml : 19990607 ACCESSION NUMBER: 0001023363-99-000084 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990604 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LIFESTREAM TECHNOLOGIES INC CENTRAL INDEX KEY: 0001029738 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 820487965 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-56363 FILM NUMBER: 99641036 BUSINESS ADDRESS: STREET 1: 515 PINE ST STREET 2: STE 200 CITY: SANDPOINT STATE: IA ZIP: 83864 BUSINESS PHONE: 2082635433 MAIL ADDRESS: STREET 1: 515 PINE STREET STREET 2: SUITE 200 CITY: SANDPOINT STATE: ID ZIP: 83864 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SALEM INVESTMENT COUNSELORS INC CENTRAL INDEX KEY: 0000884423 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 561225913 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 480 SHEPHARD STREET SUITE 200 CITY: WINSTON SALEM STATE: NC ZIP: 27103 BUSINESS PHONE: 9107687230 SC 13G 1 BENEFICIAL OWNERSHIP OF STOCK UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ______________) Lifestream Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 53219K101 (CUSIP Number) August 4, 1998 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 CUSIP No. 53219K101 13G Page 2 of 4 - -------------------------------------------------------------------------------- 1 Names of Reporting Persons. Tim Mather, Commodity Management & Research, Inc. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [X] (b) [_] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization. United States Citizen, Incorporated in Colorado - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares 1,352,000 Beneficially 6 Shared Voting Power Owned by Each -0- Reporting 7 Sole Dispositive Power Person 1,352,000 With 8 Shared Dispositive Power -0- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,352,000 shares - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [X] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 12.0% - -------------------------------------------------------------------------------- 12 Type of Reporting Person IN, CO Page 3 of 4 SCHEDULE 13G Item 1. (a) The name of the issuer is Lifestream Technologies, Inc., a Delaware corporation (the "Issuer"). (b) The address of the principal executive offices of the Issuer is 201 Linden Street, Suite 302, Fort Collins, CO 80524. Item 2. (a) The Reporting Persons are Tim Mather and Commodity Management & Research, Inc. (b) The business address for each of the Reporting Persons is 201 Centennial, Glenwood Springs, CO 81601. (c) Mr. Mather is a citizen of the United States and Commodity Management & Research, Inc. is a Colorado corporation. (d) This statement relates to the common stock of the Issuer. (e) The relevant CUSIP number is 53219K101. Item 3. Non-applicable, this statement is not filed pursuant to ss.ss.240.13d-1(b) or 240.13d-2(b) or (c). Item 4. (a) 1,352,000 shares (b) 12.0% (c) (i) 1,352,000 shares * (ii) -0- (iii) 1,352,000 shares * (iv) -0- * See Item 6, below. Item 5. Non-applicable. Page 4 of 4 SCHEDULE 13G Item 6. 1,140,000 of the shares listed above are held in a partnership, Lifestream Development Partners, in the name of "Lifestream Development Partners CMR." The relevant partnership agreement provides for equal rights in the management of the partnership business. As a result, although the shares are designated as belonging to Commodity Management & Research, Inc., the other partner, Lifestream Diagnostics, Inc., may have authority to control the voting or disposition of these shares. However, the course of business of the partnership has been that only Tim Mather votes these shares. Item 7. Non-applicable, this statement is not filed pursuant to Rule 13d-1(b)(ii)(G). Item 8. Non-applicable, this statement is not filed pursuant to 240.13-1(b)(1)(ii)(J). Item 9. Non-applicable. Item 10. Non-applicable, this statement is not filed pursuant to 240.13d-1(b) or 240.13-1(c). -----END PRIVACY-ENHANCED MESSAGE-----